Abstract:
Plantation Establishment for Livelihood Improvement Scheme (PELIS) is an incentive system anchored in the
Kenya’s Forest Management and Conservation Act of 2016. It allows local communities to use forestlands for
food crop production while supporting forest establishment phase. Mixed tree-crop farming may benefit or
harm planted trees. Forest plantations are being established using PELIS to protect Mt Elgon natural forest as
a critical conservation area in East Africa. We assessed the success of this afforestation system, using tree
seedling survival as an indicator in three Stations around Mt Elgon: Saboti, Kimothon and Kaberwa. The main
plantation tree species are three exotics: Cupressus lusitanica, Pinus patula, and Eucalyptus grandis. Data on
tree survival counts were collected in stands aged 1, 2 and 3 years; across 750 plots (0.04 ha each) and all
species types. Field observations and structured interviews revealed PELIS-related causes of seedling mortality.
Student’s t and ANOVA tests were carried out to ascertain observed differences. Forest stocking level is below
standard (< 75%) for each species and age class. The non-adherence to guidelines is the root-cause of failed
forest establishment. PELIS will serve its intended purpose of supporting sustainable participatory forest
management if actors follow guidelines and monitoring systems are in place.
